DFX Intelligence
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Registered advisor
C•••••• M• W•••••••
Feed of 09/14/2026
Also filed as C•••••• M•••••• W••••••••• M•••••• W•••••••
At current firm
19 y
since Jul 27, 2007
In the industry
21 y
since Aug 12, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
11
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jul 27, 2007 · Cincinnati, Oh
- A• G• E•••••• • S•••• I••• unclassifiedJan 9, 2006 to Sep 28, 2006 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- A• G• E•••••• • S•••• I••• to P••• A••••• S••••••••• L••left Sep 28, 2006, registered Jul 27, 2007 (302 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address