DFX Intelligence
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Registered advisor
K•••• A••• B•••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as K•••• S••••••••• A••• S••••••
At current firm
11 y
since Nov 17, 2014
In the industry
18 y
since Apr 30, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 17, 2014 · Saginaw, Mi
- U•• F•••••••• S••••••• I••• wirehouseOct 29, 2010 to Nov 17, 2014 · Saginaw, Mi
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Nov 17, 2014, registered Nov 17, 2014 (0 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address