DFX Intelligence
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Registered advisor
J••••• C• S••••••
Feed of 09/14/2026
At current firm
4 y
since Feb 22, 2022
In the industry
21 y
since Jun 21, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 22, 2022 · Carmel, In
- J••• M••••• S••••••••• L•• wirehouseApr 13, 2010 to May 15, 2012 · Indianapolis, In
- C•••• I••••••••• S••••••• C•••• formerDec 22, 2008 to Apr 15, 2010 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••left May 15, 2012, registered Feb 22, 2022 (3570 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Apr 15, 2010, registered Apr 13, 2010 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address