DFX Intelligence
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Registered advisor
S•••••• A••• T••••••
Feed of 09/14/2026
Also filed as S•••••• N•••••••• M••••••••• A••• T••••••••• T••••••
At current firm
3 y
since Oct 28, 2022
In the industry
21 y
since Aug 1, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
19
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Oct 28, 2022 · Houston, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 31, 2006 to Sep 6, 2007 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to V•••• F•••••••• A•••••••• I•••left Sep 6, 2007, registered Oct 28, 2022 (5531 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address