DFX Intelligence
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Feed of 09/14/2026
Also filed as D••••• L•• H••••••••• L•• H••••••••• L•• B••••••••• L• H••••••••• B••••••••• H•••••••••
At current firm
13 y
since Apr 16, 2013
In the industry
18 y
since Apr 28, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 16, 2013 · Red Bank, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 11, 2008 to Jun 1, 2009 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Apr 16, 2013 (1415 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address