DFX Intelligence
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Registered advisor
R••••• A• H••••••••
Feed of 09/15/2026
At current firm
3 y
since Mar 22, 2023
In the industry
21 y
since Sep 19, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 22, 2023 · Los Angeles, Ca
- E•••••• C•••••• M••••••••• L•• formerMay 4, 2009 to Sep 5, 2023 · Arlington, Va
- M••••• S•••••• D• I••• unclassifiedSep 19, 2005 to May 10, 2006 · La Jolla, Ca
Moves
a registration end followed by a registration begin elsewhere
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Mar 22, 2023 (-167 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to E•••••• C•••••• M••••••••• L••left May 10, 2006, registered May 4, 2009 (1090 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address