DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Feed of 09/14/2026
Also filed as R•••• P•••••
At current firm
0 y
since Feb 25, 2026
In the industry
20 y
since Jul 8, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 25, 2026 · Frontenac, Mo
- W•••• F•••• A••••••• wirehouseJul 14, 2021 to Jan 9, 2026 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseNov 12, 2012 to Jan 6, 2021 · St. Louis, Mo
- W•••••• • R••• formerJul 11, 2006 to Jan 25, 2011 · Creve Coeur, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to W•••• F•••• A•••••••left Jan 25, 2011, registered Nov 12, 2012 (657 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address