DFX Intelligence
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Registered advisor
L••• C• L•••••
Feed of 09/15/2026
Also filed as L••• C• Z•••••
At current firm
4 y
since May 26, 2022
In the industry
20 y
since Mar 21, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 26, 2022 · Indianapolis, In
- M••••• S•••••• wirehouseJun 29, 2012 to Jun 21, 2022 · Indianapolis, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 22, 2006 to Jul 2, 2012 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Jun 21, 2022, registered May 26, 2022 (-26 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jul 2, 2012, registered Jun 29, 2012 (-3 days) · Wirehouse to wirehouse
Signals
- ••• LockedJun 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address