DFX Intelligence
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Registered advisor
J•••••• M••••••
Feed of 09/15/2026
At current firm
5 y
since May 25, 2021
In the industry
21 y
since Aug 15, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince May 25, 2021 · New York, Ny
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 5, 2011 to Oct 18, 2013 · Garden City, Ny
- T• A••••••••• I••• formerAug 5, 2011 to Oct 18, 2013 · Garden City, Ny
- C•••• I••••••••• S••••••• C•••• formerFeb 3, 2009 to Jul 21, 2011 · Lindenhurst, Ny
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to A••••• A•• P••••••• S•••••••left Oct 18, 2013, registered May 25, 2021 (2776 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••left Oct 18, 2013, registered May 25, 2021 (2776 days) · Other
- C•••• I••••••••• S••••••• C•••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 21, 2011, registered Aug 5, 2011 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address