DFX Intelligence
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Registered advisor
C•••• A• S••••••
Feed of 09/14/2026
At current firm
1 y
since May 15, 2025
In the industry
21 y
since Aug 25, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Ann Arbor, Mi
- C••• F•••••••• S•••••••• L••• formerApr 26, 2011 to May 15, 2025 · Dearborn, Mi
- A••••• A•• P••••••• S••••••• BD affiliatedMar 10, 2008 to Mar 11, 2011 · Ann Arbor, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 26, 2005 to May 22, 2006 · Ann Arbor, Mi
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to C••• F•••••••• S•••••••• L•••left Mar 11, 2011, registered Apr 26, 2011 (46 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left May 22, 2006, registered Mar 10, 2008 (658 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address