DFX Intelligence
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Registered advisor
D•••• J•••• W••••••••
Feed of 09/19/2026
Also filed as D•••• J• W••••••••
At current firm
12 y
since Jul 11, 2014
In the industry
19 y
since Oct 20, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 11, 2014 · Chicago , Il
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jun 18, 2013 · Chicago, Il
- C•••• I••••••••• S••••••• C•••• formerJul 10, 2008 to Oct 1, 2012 · Chicago, Il
- W•••••• • R••• formerOct 23, 2006 to Apr 25, 2008 · Lisle, Il
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- W•••••• • R••• to C•••• I••••••••• S••••••• C••••left Apr 25, 2008, registered Jul 10, 2008 (76 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address