DFX Intelligence
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Registered advisor
P•••• V• W••••••
Feed of 09/14/2026
At current firm
3 y
since Jan 6, 2023
In the industry
19 y
since Jul 23, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jan 6, 2023 · Haddonfield, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 10, 2010 to Jun 22, 2017 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Jun 22, 2017, registered Jan 6, 2023 (2024 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address