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Registered advisor
K•••••• D•••• O••••••• P••••••
Feed of 09/15/2026
Also filed as K•••••• N••••• D•••• O••••••••• D••••••••• D••••••••• N••••• D••••••••• N••••• D•••••••••
At current firm
5 y
since May 25, 2021
In the industry
18 y
since Nov 20, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince May 25, 2021 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 26, 2007 to Jun 30, 2008 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to A••••• A•• P••••••• S•••••••left Jun 30, 2008, registered May 25, 2021 (4712 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address