DFX Intelligence
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Registered advisor
E•••••••• O•••• M••••
Feed of 09/14/2026
Also filed as B••• D•••• O••••••••• D•••• O••••
At current firm
14 y
since Sep 27, 2011
In the industry
21 y
since Sep 20, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Sep 27, 2011 · Charlotte, Nc
- A••••••••• F•••••••• S•••••••• L•• national BDSep 21, 2005 to Oct 12, 2005 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to A••••• A•• P••••••• S•••••••left Oct 12, 2005, registered Sep 27, 2011 (2176 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address