DFX Intelligence
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M•••••• T••••• G•••••••
Certified Financial Planner
As of · the IAPD feed; also filed as T••• G•••••••
- At current firm
- 10 y
- In the industry
- 19 y
- Prior registered firms
- 1
- Signals
- 0
since Dec 16, 2015
As of · the IAPD feed; also filed as T••• G•••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Dec 16, 2015 · Leawood, Ks
- L•• F•••••••• L•• BD affiliatedOct 31, 2006 to Dec 22, 2015 · Leawood, Ks
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Dec 22, 2015, registered Dec 16, 2015 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address