DFX Intelligence
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Registered advisor
L••• P•••
Feed of 09/14/2026
Also filed as L••• P•••••••• B•••••••
At current firm
5 y
since Aug 24, 2021
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 24, 2021 · Charlotte, Nc
- L•• F•••••••• L•• BD affiliatedMar 4, 2021 to May 14, 2021 · Fort Mill, Sc
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to T••••• A••••••• S•••••••• I•••left May 14, 2021, registered Aug 24, 2021 (102 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address