DFX Intelligence
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J••••••• M•••• R••••••
Certified Financial Planner
As of · the IAPD feed; also filed as J••••••• M•••• R••••••••• M•••• R••••••••• R•••••• W••••••••• R•••••• W•••••••••
- At current firm
- 10 y
- In the industry
- 20 y
- Prior registered firms
- 1
- Signals
- 0
since Sep 20, 2016
As of · the IAPD feed; also filed as J••••••• M•••• R••••••••• M•••• R••••••••• R•••••• W••••••••• R•••••• W•••••••••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 20, 2016 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDNov 2, 2005 to Jul 22, 2010 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to T••••• A••••••• S•••••••• I•••left Jul 22, 2010, registered Sep 20, 2016 (2252 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address