DFX Intelligence
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Registered advisor
L•••• R• P••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as L••• R••••• P••••••
At current firm
14 y
since Oct 21, 2011
In the industry
21 y
since Sep 23, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Oct 21, 2011 · Chicago, Il
- C•••• I••••••••• S••••••• C•••• formerJan 22, 2009 to Feb 4, 2011 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to V•••• F•••••••• A•••••••• I•••left Feb 4, 2011, registered Oct 21, 2011 (259 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address