DFX Intelligence
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Registered advisor
A•••••••• J•• M••••
Feed of 09/14/2026
Also filed as A•••••••• J• K••••••••• J• K••••••••• J• M••••
At current firm
17 y
since Oct 10, 2008
In the industry
20 y
since Dec 8, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 10, 2008 · Orland Park, Il
- F•••• T•••• S••••••••• I••• BD affiliatedMar 22, 2007 to Oct 17, 2008 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 9, 2005 to Feb 12, 2007 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- F•••• T•••• S••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 17, 2008, registered Oct 10, 2008 (-7 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• T•••• S••••••••• I•••left Feb 12, 2007, registered Mar 22, 2007 (38 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address