DFX Intelligence
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Registered advisor
A••••• C••••• H•••••
Feed of 09/14/2026
Also filed as A••••• C• D••••••••• C• W••••••••• C• D••••••••• C••••• W•••
At current firm
14 y
since Jun 21, 2012
In the industry
17 y
since Jan 16, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 21, 2012 · St. Louis, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDJan 19, 2009 to Jun 14, 2012 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Jun 14, 2012, registered Jun 21, 2012 (7 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address