DFX Intelligence
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Feed of 09/14/2026
Also filed as A••••• L•••• T••••••
At current firm
9 y
since Mar 2, 2017
In the industry
19 y
since Mar 27, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Mar 2, 2017 · St. Louis, Mo
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 26, 2010 to Mar 2, 2017 · Chesterfield, Mo
- C••••• A•••••• N••••••• L•• formerOct 24, 2007 to Aug 10, 2009 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to E••••• J••••left Mar 2, 2017, registered Mar 2, 2017 (0 days) · Other
- C••••• A•••••• N••••••• L•• to M•• I•••••••• S•••••••• L••left Aug 10, 2009, registered Jan 26, 2010 (169 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address