DFX Intelligence
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Registered advisor
L•••• E••••• H•••••
Feed of 09/15/2026
Also filed as L•••• N••••••••• E••••• H••••••••• E••••• N••••••••
At current firm
4 y
since Oct 26, 2021
In the industry
18 y
since Oct 16, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Oct 26, 2021 · New York, Ny
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 20, 2016 · New York, Ny
- M••••• S•••••• • C•• L•• unclassifiedOct 17, 2007 to Jun 1, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Sep 20, 2016, registered Oct 26, 2021 (1862 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address