DFX Intelligence
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Registered advisor
J••••• T••• L••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••• T••• L••••••••
At current firm
11 y
since Aug 7, 2015
In the industry
20 y
since Nov 3, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Aug 7, 2015 · Chicago, Il
- N••••••••• M••••• I••••••••• S••••••••• no RAUMAug 31, 2009 to Jun 23, 2015 · Chicago, Il
- S••••••• F•••••••• S•••••••• I••• formerMay 8, 2006 to Jul 17, 2009 · Bannockburn, Il
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left Jun 23, 2015, registered Aug 7, 2015 (45 days) · Other
- S••••••• F•••••••• S•••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Jul 17, 2009, registered Aug 31, 2009 (45 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address