DFX Intelligence
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Registered advisor
D••••• J• M•••••••
Feed of 09/14/2026
Also filed as D••••• J••••• M••••••••• M•••••••
At current firm
14 y
since Jul 27, 2012
In the industry
20 y
since Jul 21, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jul 27, 2012 · Cherry Hill, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 25, 2007 to Jul 23, 2012 · Pennington, Nj
- A• G• E•••••• • S•••• I••• unclassifiedJul 24, 2006 to Jul 10, 2007 · Marlton, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Jul 23, 2012, registered Jul 27, 2012 (4 days) · Other
- A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 10, 2007, registered Sep 25, 2007 (77 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address