DFX Intelligence
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Registered advisor
L•••••• K• M••••
Feed of 09/15/2026
Also filed as L•••••• K•• B••••••••• K•• B••••••••• K•• M••••••••• K• B••••
At current firm
8 y
since Oct 6, 2017
In the industry
19 y
since Jan 4, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••••• A•••••••• L•• BD affiliated currentsince Oct 6, 2017 · Mount Joy, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 15, 2016 to Oct 10, 2017 · Lancaster, Pa
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H•••••••• A•••••••• L••left Oct 10, 2017, registered Oct 6, 2017 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address