D••••• H•••• T••••••

Feed of 09/15/2026

Also filed as D•• T••••••

At current firm

0 y

since Feb 13, 2026

In the industry

20 y

since Aug 15, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• I••••••••• I••• former
Sep 28, 2016 to Feb 13, 2026 · Saint Paul, Mn
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Oct 5, 2016 · Portland, Or
W•••• F•••• I••••••••• L•• unclassified
Dec 10, 2009 to Jan 3, 2011 · Portland, Or
U•• F•••••••• S••••••• I••• wirehouse
Dec 11, 2007 to Dec 15, 2009 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••
left Oct 5, 2016, registered Sep 28, 2016 (-7 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to W•••• F•••• I••••••••• L••
left Dec 15, 2009, registered Dec 10, 2009 (-5 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address