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Registered advisor
A•••••• J••• L••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T••• J••• L••••••••• J• L••••••••• J• L••••••
At current firm
10 y
since Oct 21, 2015
In the industry
20 y
since Nov 28, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Oct 21, 2015 · Scottsdale, Az
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 7, 2008 to Jun 17, 2010 · Northbrook, Il
- T• A••••••••• I••• formerJul 7, 2008 to Jun 17, 2010 · Northbrook, Il
- A••••••••• F•••••••• S•••••••• L•• national BDNov 29, 2005 to Jan 15, 2008 · Davenport, Ia
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to V••••••• A•••••••• I•••left Jun 17, 2010, registered Oct 21, 2015 (1952 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to V••••••• A•••••••• I•••left Jun 17, 2010, registered Oct 21, 2015 (1952 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Jan 15, 2008, registered Jul 7, 2008 (174 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address