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T••• T• B•••••••
As of · the IAPD feed; also filed as T••• T••••••••• N••• T••••••••• T•••• B••••••••• T• B••
- In the industry
- 21 y
- Prior registered firms
- 2
- Signals
- 0
As of · the IAPD feed; also filed as T••• T••••••••• N••• T••••••••• T•••• B••••••••• T• B••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 4, 2026 · Folsom, Ca
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Mar 18, 2010 · Sacramento, Ca
- W••• I••••••••• I••• unclassifiedApr 30, 2009 to May 2, 2009 · Elk Grove, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to M••••• S••••••left Mar 18, 2010, registered Aug 4, 2026 (5983 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address