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Registered advisor
P•••••• J••• S••••
Feed of 09/14/2026
Also filed as P•••••• J• S••••••••• S••••
At current firm
0 y
since Dec 16, 2025
In the industry
20 y
since May 5, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Dec 16, 2025 · Omaha, Ne
- C•••••• S••••• • C••• I••• national BDJan 26, 2022 to Sep 28, 2024 · Omaha,, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 18, 2009 to Feb 17, 2011 · Omaha, Ne
- T• A••••••••• I••• formerFeb 18, 2009 to Jan 19, 2022 · Omaha, Ne
- S••••••••• A•••••• A•••••••• I••• formerMar 26, 2008 to Jan 9, 2009 · Papillion, Ne
- F• A•••••••• I••• unclassifiedDec 5, 2007 to Feb 22, 2008 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Sep 28, 2024, registered Dec 16, 2025 (444 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Jan 19, 2022, registered Jan 26, 2022 (7 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Feb 17, 2011, registered Feb 18, 2009 (-729 days) · channel change inside one enterprise, not a move
- S••••••••• A•••••• A•••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 9, 2009, registered Feb 18, 2009 (40 days) · Other
- F• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Feb 22, 2008, registered Mar 26, 2008 (33 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address