DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• A••• C•••
Feed of 09/14/2026
Also filed as J••••• A••• C•••
At current firm
10 y
since Mar 18, 2016
In the industry
20 y
since Nov 18, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Mar 18, 2016 · Indianapolis, In
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 7, 2014 to Jun 24, 2015 · Carmel, In
- P•• W••••• M••••••••• BD affiliatedMay 6, 2013 to May 30, 2014 · Fishers, In
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Jun 24, 2015, registered Mar 18, 2016 (268 days) · Other
- P•• W••••• M••••••••• to C••••• I••••••••• A••••••• L••left May 30, 2014, registered Jul 7, 2014 (38 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address