DFX Intelligence
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Registered advisor
C••••••••• T••• A••••
Feed of 09/23/2026
Also filed as T••• A••••••••• A••••
At current firm
0 y
since Sep 22, 2026
In the industry
20 y
since Apr 24, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 22, 2026 · Salt Lake City, Ut
- M••••• S•••••• wirehouseNov 2, 2010 to Aug 17, 2026 · Salt Lake City, Ut
- W•••• F•••• I••••••••• L•• unclassifiedApr 28, 2006 to Jan 25, 2010 · Highland, Ut
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to L•• F•••••••• L••left Aug 17, 2026, registered Sep 22, 2026 (36 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• I••••••••• L•• to M••••• S••••••left Jan 25, 2010, registered Nov 2, 2010 (281 days) · Other
Signals
- ••• LockedSep 22, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address