DFX Intelligence
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Registered advisor
W•••••• H••••••••• M•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as W•••••• H••••••••• M••••••••• M••••••••• H••••••••• M•••••
At current firm
15 y
since Jan 3, 2011
In the industry
20 y
since Jan 17, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 3, 2011 · Santa Rosa Beach, Fl
- W•••• F•••• I••••••••• L•• unclassifiedNov 3, 2008 to Jan 3, 2011 · Cypress, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address