DFX Intelligence
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Registered advisor
H••• M•••••• O••••
Feed of 09/14/2026
At current firm
3 y
since May 10, 2023
In the industry
20 y
since Feb 3, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince May 10, 2023 · Panama City, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 21, 2013 to Jun 14, 2021 · Chipley, Fl
- R•••••• J•••• • A••••••••• I••• national BDMar 2, 2009 to Feb 25, 2013 · Panama City, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 7, 2006 to Mar 10, 2009 · Panama City, Fl
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 14, 2021, registered May 10, 2023 (695 days) · corporate re-registration, not a move
- R•••••• J•••• • A••••••••• I••• to V••• F•••••••• A•••••••• I•••left Feb 25, 2013, registered Feb 21, 2013 (-4 days) · Other
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• • A••••••••• I•••left Mar 10, 2009, registered Mar 2, 2009 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address