DFX Intelligence
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Registered advisor
J••• J••••• N•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Jun 6, 2023
In the industry
20 y
since Jan 27, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jun 6, 2023 · Westport, Ct
- A••••••••• F•••••••• S•••••••• L•• national BDApr 12, 2013 to Jun 6, 2023 · Westport, Ct
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Apr 15, 2013 · Westport, Ct
- A• G• E•••••• • S•••• I••• unclassifiedJan 30, 2006 to Jan 1, 2008 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Jun 6, 2023, registered Jun 6, 2023 (0 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Apr 15, 2013, registered Apr 12, 2013 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 6, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address