DFX Intelligence
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Registered advisor
S••••••• L•• R•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
13 y
since Jan 25, 2013
In the industry
20 y
since Apr 12, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••••••••• F•••••••• P•••••••• L••• state registered currentsince Jan 25, 2013 · New Berlin, Il
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 14, 2010 to Jul 19, 2012 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to B••••••••• F•••••••• P•••••••• L•••left Jul 19, 2012, registered Jan 25, 2013 (190 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address