DFX Intelligence
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Registered advisor
C••••••• A• B•••
Feed of 09/14/2026
Also filed as C••••••• A• S•••••
At current firm
0 y
since Apr 23, 2026
In the industry
22 y
since Jan 1, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 23, 2026 · Orchard Park, Ny
- M•• S••••••••• I••• unclassifiedFeb 7, 2011 to Mar 2, 2020 · Williamsville, Ny
- M•• S••••••••• I••• unclassifiedJul 23, 2008 to Dec 8, 2010 · Amherst, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•• S••••••••• I••• to W•••• F•••• A•••••••left Mar 2, 2020, registered Apr 23, 2026 (2243 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address