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Registered advisor

D••••• S•••

S•••••••• A••••••• L••national BDThe Villages, Fl dual registrantIAPD 5085571

Feed of 09/15/2026

Also filed as D••••• J• S••••••••• J•••• S•••

At current firm

1 y

since Mar 31, 2025

In the industry

20 y

since May 31, 2006 (earliest exam, job or registration)

Prior registered firms

4

IAPD previous registrations

State registrations

2

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · The Villages, Fl

F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Mar 31, 2025 · The Villages, Fl
S•••••••• A••••••• L•• national BD
Feb 18, 2011 to Jul 13, 2018 · The Villages, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 18, 2008 to Jan 3, 2011 · The Villages, Fl
R•••••• J•••• • A••••••••• I••• national BD
Aug 16, 2006 to Mar 18, 2008 · Ocala, Fl

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• A••••••• L••
left Jan 3, 2011, registered Feb 18, 2011 (46 days) · Wirehouse to affiliated broker-dealer or bank
R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 18, 2008, registered Mar 18, 2008 (0 days) · Affiliated broker-dealer or bank to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address