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Registered advisor
K••• V• S•••••••••
Feed of 09/14/2026
Also filed as K••• S••••••••• V•••••• S•••••••••
At current firm
12 y
since Jan 16, 2014
In the industry
20 y
since May 5, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 16, 2014 · Ormond Beach, Fl
- P•• W••••• M••••••••• BD affiliatedSep 11, 2013 to Jan 8, 2014 · Ormond Beach, Fl
- S•••••• N••••••• • C••••••• I••••••••• national BDSep 10, 2012 to Aug 27, 2013 · Daytona Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 8, 2010 to Sep 10, 2012 · Daytona Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to L•• F•••••••• L••left Jan 8, 2014, registered Jan 16, 2014 (8 days) · Other
- S•••••• N••••••• • C••••••• I••••••••• to P•• W••••• M•••••••••left Aug 27, 2013, registered Sep 11, 2013 (15 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 10, 2012, registered Sep 10, 2012 (0 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address