DFX Intelligence
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Registered advisor
K••• R••• H•••••••••
Feed of 09/14/2026
Also filed as K••• H•••••••••
At current firm
10 y
since Jun 6, 2016
In the industry
20 y
since Jun 2, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Jun 6, 2016 · Minneapolis, Mn
- U••• B•••••• I••••••••• I••• formerJul 28, 2011 to Jun 10, 2016 · Saint Paul, Mn
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Jul 22, 2011 · Minneapolis, Mn
- W•••• F•••• I••••••••• L•• unclassifiedMay 15, 2008 to Jan 3, 2011 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to R•• C•••••• M••••••• L••left Jun 10, 2016, registered Jun 6, 2016 (-4 days) · Other
- W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••left Jul 22, 2011, registered Jul 28, 2011 (6 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address