DFX Intelligence
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Registered advisor
A••••• R• K••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedTarpon Springs, Fl dual registrantIAPD 5094780
Feed of 09/14/2026
Also filed as A•••• R••• R••••••••• R••• K••••••••• R• K••••••••• K••••
At current firm
0 y
since Jan 27, 2026
In the industry
20 y
since Apr 14, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 27, 2026 · Saint Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDJul 17, 2023 to Dec 31, 2025 · St. Petersburg, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 23, 2014 to Mar 16, 2023 · Louisville, Ky
- U••• B•••••• I••••••••• I••• formerNov 30, 2012 to Sep 3, 2014 · Louisville, Ky
- C•••• I••••••••• S••••••• C•••• formerSep 30, 2010 to Jun 20, 2011 · Jeffersonville, In
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 31, 2025, registered Jan 27, 2026 (27 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Mar 16, 2023, registered Jul 17, 2023 (123 days) · Wirehouse to affiliated broker-dealer or bank
- U••• B•••••• I••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 3, 2014, registered Sep 23, 2014 (20 days) · Other
- C•••• I••••••••• S••••••• C•••• to U••• B•••••• I••••••••• I•••left Jun 20, 2011, registered Nov 30, 2012 (529 days) · Other
Signals
- ••• LockedMar 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address