DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
G•••• K•••••• H••••
As of · the IAPD feed; also filed as G•••• H••••
- At current firm
- 6 y
- In the industry
- 20 y
- Prior registered firms
- 1
- Signals
- 0
since Jan 31, 2020
As of · the IAPD feed; also filed as G•••• H••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 31, 2020 · Leawood, Ks
- E••••• J•••• national BDJun 6, 2007 to May 20, 2010 · Henderson, Co
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C•••••• S••••• • C••• I•••left May 20, 2010, registered Jan 31, 2020 (3543 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address