DFX Intelligence
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Registered advisor
P••••••• A•• F••••••••
Feed of 09/14/2026
At current firm
17 y
since Aug 25, 2009
In the industry
20 y
since Aug 25, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 25, 2009 · Clermont, Fl
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jul 28, 2009 · Clermont, Fl
- A• G• E•••••• • S•••• I••• unclassifiedAug 30, 2006 to Jan 1, 2008 · Clermont, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 28, 2009, registered Aug 25, 2009 (28 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address