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Registered advisor
C•••••••• R••••• C•••••••
Feed of 09/14/2026
Also filed as C•••••••• R• C•••••••
At current firm
0 y
since Apr 9, 2026
In the industry
20 y
since Jun 29, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R• W••••• M••••••••• state registered currentsince Apr 9, 2026 · Oakland, Ca
- R• W••••• M••••••••• state registeredApr 7, 2016 to Dec 31, 2025 · Oakland, Ca
- R• W••••• M••••••••• state registeredSep 18, 2015 to Dec 31, 2015 · Oakland, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 13, 2012 to Jul 27, 2015 · Albany, Ca
- M•• F•••••••• S•••••••• I••• formerDec 17, 2010 to Jan 12, 2012 · Walnut Creek, Ca
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 11, 2006 to Jan 6, 2011 · Oakland, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R• W••••• M•••••••••left Jul 27, 2015, registered Sep 18, 2015 (53 days) · Wirehouse to a state-registered adviser
- M•• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 12, 2012, registered Jan 13, 2012 (1 day) · Other
- V•••• F•••••••• A•••••••• I••• to M•• F•••••••• S•••••••• I•••left Jan 6, 2011, registered Dec 17, 2010 (-20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address