DFX Intelligence
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Registered advisor
B•••• C••••• C•••••••
Feed of 09/14/2026
At current firm
4 y
since Sep 2, 2022
In the industry
20 y
since Jun 22, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 2, 2022 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDJan 14, 2011 to Sep 9, 2022 · Alpharetta, Ga
- W•••••• • R••• formerJun 29, 2006 to Jan 18, 2011 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Sep 9, 2022, registered Sep 2, 2022 (-7 days) · Affiliated broker-dealer or bank to wirehouse
- W•••••• • R••• to A••••••••• F•••••••• S•••••••• L••left Jan 18, 2011, registered Jan 14, 2011 (-4 days) · Other
Signals
- ••• LockedSep 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address