DFX Intelligence
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L••••• E•••••••• H••••••••
Certified Financial Planner
As of · the IAPD feed; also filed as L••••• E•••••••• H••••••••• R••••••••• E••••••••• R••••••••• E•••••••• H••••••••
- At current firm
- 12 y
- In the industry
- 12 y
- Prior registered firms
- 1
- Signals
- 0
since Sep 17, 2014
As of · the IAPD feed; also filed as L••••• E•••••••• H••••••••• R••••••••• E••••••••• R••••••••• E•••••••• H••••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Sep 17, 2014 · Fullerton, Ca
- L•• F•••••••• L•• BD affiliatedApr 21, 2014 to Sep 26, 2014 · Fullerton, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Sep 26, 2014, registered Sep 17, 2014 (-9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address