DFX Intelligence
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Feed of 09/14/2026
Also filed as A•••• K•••
At current firm
10 y
since Sep 16, 2016
In the industry
20 y
since Jun 23, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 16, 2016 · Jericho, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 24, 2011 to Sep 19, 2016 · Garden City, Ny
- M••••• S•••••• wirehouseApr 27, 2010 to Jun 17, 2011 · Garden City, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Sep 19, 2016, registered Sep 16, 2016 (-3 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 17, 2011, registered Jun 24, 2011 (7 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address