DFX Intelligence
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Registered advisor
G•• S••••• R•••••
Feed of 09/15/2026
Also filed as G•• R••••••••• S••••• R••••••••• S••••• F•••••••
At current firm
18 y
since Jan 18, 2008
In the industry
20 y
since May 26, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jan 18, 2008 · Selbyville, De
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Nov 1, 2007 · Lewes, De
- M••••• S•••••• D• I••• unclassifiedMay 31, 2006 to Apr 2, 2007 · Lewes, De
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• • C•• L•• to P•• W••••• M•••••••••left Nov 1, 2007, registered Jan 18, 2008 (78 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address