D••••• C•••• U••••

Feed of 09/15/2026

Also filed as D••••• U••••••••• U••••

At current firm

0 y

since Feb 13, 2026

In the industry

20 y

since May 18, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• I••••••••• I••• former
Jul 8, 2015 to Feb 13, 2026 · Saint Paul, Mn
P•• W••••• M••••••••• BD affiliated
Nov 13, 2009 to Jun 15, 2015 · Cincinnati, Oh
N•••••• I••••••••• I••• unclassified
Sep 14, 2006 to Nov 13, 2009 · West Chester, Oh
A••••••••• F•••••••• S•••••••• L•• national BD
May 18, 2006 to Aug 15, 2006 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
P•• W••••• M••••••••• to U••• B•••••• I••••••••• I•••
left Jun 15, 2015, registered Jul 8, 2015 (23 days) · Other
N•••••• I••••••••• I••• to P•• W••••• M•••••••••
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to N•••••• I••••••••• I•••
left Aug 15, 2006, registered Sep 14, 2006 (30 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address