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Registered advisor
M•••••• R••••• S••••
Feed of 09/15/2026
At current firm
12 y
since Aug 13, 2014
In the industry
19 y
since Sep 29, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 13, 2014 · Kirtland, Oh
- C•••••• S••••• • C••• I••• national BDAug 3, 2012 to Aug 4, 2014 · Copley, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 30, 2008 to Jul 23, 2012 · Cleveland, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDSep 29, 2006 to Jul 11, 2008 · Pepper Pike, Oh
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••left Aug 4, 2014, registered Aug 13, 2014 (9 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Jul 23, 2012, registered Aug 3, 2012 (11 days) · Wirehouse to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 11, 2008, registered Jul 30, 2008 (19 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address