L••• A••••• C••••••

Feed of 09/14/2026

Also filed as L••• A••••• C••••••••• A••••• C••••••••• A••••• C••••••••• A••••• C••••••••• A••••• C••••••••• A• C••••••

At current firm

3 y

since Sep 28, 2022

In the industry

20 y

since May 26, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD
Nov 13, 2015 to Sep 22, 2022 · Indian Wells, Ca
S•••••••• A••••••• L•• national BD
Sep 8, 2015 to Oct 21, 2015 · Palm Desert, Ca
C•••••• S••••• • C••• I••• national BD
Jul 18, 2007 to Aug 5, 2015 · Seattle, Wa
W•••• F•••• I••••••••• L•• unclassified
May 29, 2006 to Jul 9, 2007 · Murrieta, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to L•• F•••••••• L••
left Sep 22, 2022, registered Sep 28, 2022 (6 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Oct 21, 2015, registered Nov 13, 2015 (23 days) · Affiliated broker-dealer or bank to another
C•••••• S••••• • C••• I••• to S•••••••• A••••••• L••
left Aug 5, 2015, registered Sep 8, 2015 (34 days) · Affiliated broker-dealer or bank to another
W•••• F•••• I••••••••• L•• to C•••••• S••••• • C••• I•••
left Jul 9, 2007, registered Jul 18, 2007 (9 days) · Other

Signals

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address